A. Kristina Littman

Kristy previously served as the Chief of the Crypto Assets and Cyber Unit in the Division of Enforcement of the U.S. Securities and Exchange Commission (SEC). In that role, she led a group of attorneys and specialists across the nation responsible for investigating and litigating violations of the federal securities laws relating to digital assets, cybersecurity, and cyber-related trading violations. Kristy spearheaded novel enforcement actions relating to crypto exchanges, crypto lending platforms, multibillion-dollar token issuances, crypto trading funds, touting, and unregistered broker-dealers. During her 12 years at the SEC, Kristy held various senior attorney and leadership positions, including serving as Senior Advisor to then SEC Chairman Jay Clayton on enforcement matters and regulatory and policy matters pertaining to digital assets, cybersecurity, and Trading and Markets. In the Trial Unit and the Market Abuse Unit, Kristy led investigations relating to fraudulent compensation schemes at broker-dealers, policy and procedures failures at investment advisers, and litigated insider trading actions. Prior to joining the SEC in 2010, Kristy practiced at an international law firm.

• “SEC Enforcement – Top Four Developments from July 2024,” Harvard Law School Forum on Corporate Governance, September 12, 2024
• “SEC Enforcement – Top Seven Developments from June 2024,” Harvard Law School Forum on Corporate Governance, August 22, 2024