October 1, 2024
On October 8 at 2:35 pm (ET), partner Adam Aderton will participate on the virtual panel titled “Recent Developments in SEC Exams and Enforcement,” as part of the 2024 Securities Law Developments Conference, hosted by the Investment Company Institute.
The panel will highlight priorities for investment companies from the SEC’s Division of Exams and review the Commission’s recent and related enforcement actions. The panelists will discuss lessons learned and offer practical insights for funds to comply with ever evolving regulatory requirements.
Learn more and register here.
The panel will highlight priorities for investment companies from the SEC’s Division of Exams and review the Commission’s recent and related enforcement actions. The panelists will discuss lessons learned and offer practical insights for funds to comply with ever evolving regulatory requirements.
Learn more and register here.
