April 10, 2024
On April 24-26, partners Kari Larsen and Neal Kumar and senior counsel Paul Pantano will participate in the Law & Compliance Division Conference 2024, hosted by FIA in Washington, D.C. The event examines pressing industry legal and regulatory developments, reviews the latest enforcement cases and offers practical compliance tips and strategies for all market participants. FIA is the leading global trade organization for futures, options and centrally cleared derivatives markets.
On April 24 at 2:45 pm (ET), Kari will participate on the panel titled “AI and Machine Learning: The Unknown Future Rolls Towards Us.” Panelists will discuss the implementation of artificial intelligence tools, the laws that govern the use of AI and the pitfalls of relying on AI to optimize firm functions.
On April 25 at 3:45 pm (ET), Neal will participate on the panel titled “Off-Channel Communications,” which will cover the record fines issues by the CFTC and SEC against firms for recordkeeping violations tied to the use of off-channel apps and devices.
On April 26 at 10:30 am (ET), Paul will participate on the panel titled “Effect of the Administrative State on Financial Regulation.” The panelists will explain the impact that several recent court decisions have had on the SEC and CFTC and broader financial regulation in both the short-term and long-term.
Learn more and register here.
On April 24 at 2:45 pm (ET), Kari will participate on the panel titled “AI and Machine Learning: The Unknown Future Rolls Towards Us.” Panelists will discuss the implementation of artificial intelligence tools, the laws that govern the use of AI and the pitfalls of relying on AI to optimize firm functions.
On April 25 at 3:45 pm (ET), Neal will participate on the panel titled “Off-Channel Communications,” which will cover the record fines issues by the CFTC and SEC against firms for recordkeeping violations tied to the use of off-channel apps and devices.
On April 26 at 10:30 am (ET), Paul will participate on the panel titled “Effect of the Administrative State on Financial Regulation.” The panelists will explain the impact that several recent court decisions have had on the SEC and CFTC and broader financial regulation in both the short-term and long-term.
Learn more and register here.
