February 27, 2024
On March 7 at 2:05 pm (ET), partner Adam Aderton will participate on the panel titled “Off-Channel Communications – Recordkeeping Obligations and the Use of Personal Devices and Messaging Apps.” The event is part of the 2024 Investment Adviser Compliance Conference, hosted in Washington, D.C. by the Investment Adviser Association.
The panel will provide insights on the best practices and compliance strategies for the use, monitoring and supervision of electronic and off-channel communications. The speakers will share lessons learned from SEC enforcement actions and the regulatory landscape.
Learn more and register here.
The panel will provide insights on the best practices and compliance strategies for the use, monitoring and supervision of electronic and off-channel communications. The speakers will share lessons learned from SEC enforcement actions and the regulatory landscape.
Learn more and register here.
