January 31, 2024
On February 6 at 2:00 pm (ET), partner Adam Aderton will participate in a CLE webinar panel titled “SEC Exams: Priorities, Risks and Preparation,” hosted by Regulatory Compliance Watch. The panel will discuss the SEC’s Division of Examinations 2024 exam priorities report, and provide insight on the top current exam focus areas and how to avoid the most common pitfalls being seen on exams.
Learn more here.
Learn more here.
