March 7, 2023
On March 13, Securities Litigation & Enforcement partner Adam Aderton will moderate the panel Recordkeeping Obligations Around the Use of Personal Devices and Messaging Apps, as part of the 2023 Investment Adviser Compliance Conference, hosted by the Investment Adviser Association. The panel will discuss the use and supervision of personal devices and messaging apps for business purposes and related compliance and recordkeeping practices, including lessons learned from SEC enforcement actions.
The conference is a comprehensive, two-day, in-person program that provides investment advisers with the most up-to-date information available on the changing regulatory landscape. For more information and to register, click here.
The conference is a comprehensive, two-day, in-person program that provides investment advisers with the most up-to-date information available on the changing regulatory landscape. For more information and to register, click here.
