February 9, 2023
On February 16 at 1:00 pm PT, partners Adam Aderton and Anne Choe will participate in a webinar hosted by Strafford titled: “Investment Adviser Compliance and Reporting: Latest Developments.”
The discussion will examine the current regulatory and enforcement landscape for investment advisers. The panel will discuss recently proposed SEC rules regarding oversight of third-party service providers, the amended Marketing Rule, the private fund adviser rule proposal, reporting requirements for advisers of ESG-focused funds, and current Division of Examinations priorities. The panel will also discuss issues of particular concern for exempt reporting advisers.
For more information and to register for this event, please click here.
